Investment Advisor
เกี่ยวกับตำแหน่งนี้
หน้าที่รับผิดชอบ
• Drive advisory model to execution by increasing customer penetration to ntp and ppc and portfolio review.
• Enforce needs base conversation & treating customer fairly on every advisory given to frontlines as well as for clients.
• Lead through example and build the appropriate culture and values. Set appropriate tone and expectations from their team and work in collaboration with risk and control partners.
• Ensure the provision of ongoing training and development of people and ensure that holders of all critical functions are suitably skilled and qualified for their roles ensuring that they have effective supervision in place to mitigate any risks.
• Employ, engage and retain high quality people, with succession planning for critical roles.
• Responsibility to review team structure/capacity plans.
• Set and monitor job descriptions and objectives for direct reports and provide feedback and rewards in line with their performance against those responsibilities and objectives.
• Display exemplary conduct and live by the Group’s Values and Code of Conduct.
• Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
• Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
คุณสมบัติ
• Licenses WAPERD, AAJI.
• Skills Language.
• Skills Communication.
• Skills Investment Knowledge.