Doo Group established in 2014, currently headquartered in Singapore. After years of development, Doo Group has become a large fintech-motivated financial service group, with multiple sub-brands like Doo Clearing, Doo Financial, Doo Prime, Doo Tech, and more.
Doo Group is committed to serving individual and institutional customers around the world with creative trading brokerage services for equities, futures, CFDs and other financial products.
Currently, Doo Group operates the financial trading licenses in the United Kingdom, the United States, Mauritius and Vanuatu, with operating centres in Singapore, Hong Kong, London, Dallas, Kuala Lumpur and other places.
Doo Clearing is sub-brand aiming at offering an institutional and bespoke level of liquidity accessing and clearing services for equities, futures, CFDs and other financial products. With the robust clearing system powered by Doo Tech, Doo Clearing is now serving 400+ brokers, broker-dealers, hedge funds, family offices, fund managers, introducing brokers and professional traders. Relying on the rich experience with liquidity providers, the professional technical team, the huge trading volume, the close partnership, and the access to a number of top clearing and ECN partners, we are committed to becoming the industry’s best clearing service and liquidity provider with the stable environment, competitive spread and best execution.
Doo Financial is an online brokerage brand that provides global Securities, Futures, and CFDs Trading under the onshore regulatory framework. Our goal is to provide one-stop global investment and financial trading services for high-net-worth clients through a global layout.
Doo Prime is an online brokerage brand that provides professional investors with global financial instruments (CFDs) on our trading platform. It is committed to providing high-quality customer service, a stable trading environment, highly competitive trading costs, the best trading execution and diversified trading products. It collaborates with Doo Financial and Doo Clearing to meet the needs of customers at different levels.
Doo Tech is a software technology provider serving the financial industry. With millions of dollars in research and development investment every year, we have a set of large-scale financial technology systems with independent intellectual property rights, such as the broker back-office system BrokerForce, the trading system InTrade, social trading system Outrade, Clearing Cloud, a clearing system. At the same time, Doo Tech has fully self-built data centres in Equinix HK2, LD5, NY5, SG1, TY3, our own AS Number, and is a member node of the BGP network. These powerful infrastructures are supporting the daily operations and rapid development of Doo Group.
Doo Group set the mission as providing customers with secure, reliable, professional and convenient trading services, aiming at becoming a global, leading and fin-tech based financial services group.
At Doo Payment, we are dedicated to pushing the boundaries of what is possible in digital payment solutions. We are seeking forward-thinking individuals who share our passion for innovation and are eager to be at the forefront of industry disruption.
Kewajiban
• Lead the development of compliance controls framework and implementation of compliance-related processes and procedures.
• Keep abreast with regulatory changes and provide compliance advisory to senior management and business.
• Create, maintain and ensure that all operational procedures comply with applicable regulations.
• Conduct monitoring on licensing conditions and regulatory requirements.
• Provide information and updates to Senior Management and the Board, and apprise them on money laundering, terrorist financing and other identified risks and related action plans.
• Act as point of contact with regulators (e.g. BOT, etc) directly on queries and regulatory submissions.
• Provide compliance advisory and support on client due diligence for client on-boarding and KYC periodic reviews and AML/CFT matters.
• Identify, provide assessment and maintain documentation on compliance issue e.g. conflict of interest, complaints, etc, as well escalate issues to senior management/ Board in line with policy.
• Maintain registers in line with regulatory requirements.
• Conduct training and updates on compliance topics and regulatory requirements Preparation of data review and submissions to BOT.
• Any other projects/ duties as may be assigned.
Kualifikasi
• Minimum 3 years of experience in compliance in a financial institution in Bangkok or in Asia.
• A bachelor's degree in any discipline. Degree in accountancy, finance, business administration or law is a plus.
• Familiar with BOT regulations and compliance procedures and other region like MAS and ASIC.
• Excellent communication, interpersonal and influencing skills.
• Be a self-starter, a highly motivated person able to work in a fast-paced entrepreneurial environment that is continually changing.
• High level of integrity and discretion, handling confidential information.
Keuntungan
Huneety A.I Salary Estimate
18,000 - 45,000 THB per month
Anda akan meninggalkan Huneety menuju Th.jobsdb.com.
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