8 jobs as Compliance Executive in Thailand

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Compliance Officer

KWI Insurance PCL

Thailand | Bangkok

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Last updated 3 days ago

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Regulatory Affairs Assistant Manager

OLIC (Thailand) Limited

Thailand | Ayutthaya

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Last updated 1 week ago

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Regulatory - Senior Scientist

Procter & Gamble (Thailand)

Thailand | Bangkok

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Last updated 1 week ago

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Assistant Compliance Manager

BITKUB ONLINE CO., LTD.

Thailand | Bangkok

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Last updated 2 weeks ago

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Compliance Officer

TISCO Financial Group Public Company Limited

Thailand | Bangkok

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Last updated 2 weeks ago

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Regulatory Affair Specialist

Symphony Communication Co., Ltd.

Thailand | Bangkok

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Last updated 1 month ago

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Senior Compliance Officer

PI Securities Public Co., Ltd.

Thailand | Bangkok

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Last updated 1 month ago

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Regulatory - Senior Scientist

Procter & Gamble (Thailand)

Thailand | Bangkok

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Last updated 1 month ago

Compliance Officer

KWI Insurance PCL

KWI Insurance PCL (Sathon)

Bangkok, Thailand

Building a strong, sustainable, and diversified customer centric business, driven by established goal to create value for stakeholders, while being mindful of social and environmental responsibility. Committed to create values and maximizing long-term sustainable returns to local communities and stakeholders.

About this position

KWI Public Company Limited is focused on developing a business ecosystem in life insurance, general insurance, asset management, and property development, aiming to provide clients with holistic products and services through a customer-centric philosophy.

Responsibilities

• Keep abreast of pertinent laws, regulations, and industry guidelines that impact the Asset Management sector. Analyze and convey regulatory modifications to internal stakeholders. Formulate and execute strategies to guarantee the company's alignment with all relevant laws and regulations
• Collaborate with internal and external stakeholders to create, revise, and communicate internal policies and procedures tailored to the life insurance industry.
• Provide governance to ensure that company policies align with regulatory requirements and adhere to Asset Management best practices.
• Develop and sustain a robust monitoring system to oversee compliance with internal policies and regulatory requirements within the life insurance industry.
• Produce regular reports for senior management and regulatory entities. Conduct investigations and report any instances of non-compliance, taking corrective actions as required.
• Perform risk assessments to pinpoint compliance risks and vulnerabilities specific to the life insurance industry. Formulate and execute risk mitigation strategies and action plans.

Requirements

• At least 1-3 years of experience in Compliance, Legal, or Regulatory Affairs in Insurance industry or Asset management.
• Bachelor's degree in Law, Business, or a related field. Advanced degree or relevant professional certifications is a plus.
• Compliance, product or operation department experience in any SEC regulated firms including fund managers, securities house or any other financial institutions.