Operations Compliance Specialist
About this position
Responsibilities
Compliance Tasks (80%)
• Regulatory Monitoring: Stay updated on relevant industry regulations, laws, and standards, including but not limited to safety, environmental, and financial regulations.
• Compliance Audits: Conduct regular audits to assess compliance with internal policies and procedures, as well as external regulations.
• Risk Assessment: Identify potential compliance risks and develop mitigation strategies to minimize exposure.
• Documentation and Record-Keeping: Maintain accurate and up-to-date records of compliance activities, including audit reports, incident reports, and corrective action plans.
• Incident Reporting: Investigate and report compliance incidents, accidents, or near-miss events, ensuring timely and accurate documentation.
• Policy and Procedure Development: Contribute to the development and maintenance of compliance policies and procedures to ensure alignment with regulatory requirements.
• Training and Awareness: Conduct training sessions for employees on compliance topics, including safety, environmental, and ethical standards.
• Compliance Reporting: Prepare and submit compliance reports to relevant regulatory authorities, as required.
Business Development Support (20%)
• Customer Support: Provide timely and effective support to customers, addressing their inquiries and concerns.
• Documentation Review: Review and ensure compliance of customer contracts, proposals, and other relevant documents.
• Building Relationships with Stakeholders: Maintain effective communication and collaboration with key stakeholders, such as legal counsel, auditors, and regulators.
Requirements
• Bachelor's degree in law or a related field.
• Strong understanding of legal and regulatory frameworks.
• Proven at least 5 years’ experience in compliance roles.
• Strong analytical and problem-solving skills.
• Excellent written and verbal communication skills.
• Attention to detail and ability to work independently.
• Proficiency in Microsoft Office Suite.
• Fluency in English and Thai.